Abstract:
The problem of the multiplicity of limit cycles appearing after a perturbation of a hyperbolic polycycle with generic set of characteristic numbers is considered. In particular, it is proved that the multiplicity of any limit cycle appearing after a perturbation in a smooth finite-parameter family does not exceed the number of separatrix connections forming the polycycle.
Bibliography: 10 titles.
Definition 2. The codimension of a polycycleγ of a field v0 is the codimension of the Banach submanifold in the space Vect∞(M) that is formed by the fields with polycycle γ which are close to v0.
Assume that a field v0∈Vect∞(M) has a polycycle γ. Consider a k-parameter family V={vδ}, δ∈B=(Rk,0), that perturbs v0. Recall that a limit cycle is of multiplicity m if the germ of the Poincaré map along this cycle (see § 2.1) has a fixed point of multiplicity m.
Definition 3. We say that a limit cycle (of multiplicity m) appears in a family V after a perturbation of a polycycle γ of a field v0 if there is a sequence of parameters {δα}α∈N tending to zero (to which the field v0 corresponds) such that for any α the field vδα has a limit cycle LC(δα) (of multiplicity m) and the sequence of limit cycles LC(δα) tends to the polycycle γ as δα→0 in the Hausdorff metric.
Definition 4. Assume that a polycycle γ of a field v0 is perturbed in a finite-parameter family V={vδ}, δ∈B=(Rk,0). Let μ be the smallest number for which there exist neighbourhoods U and W such that γ⊂U, 0∈W⊂B, and for any δ∈W the field vδ has at most μ limit cycles in U. Then μ is called the cyclicity of the polycycle γ in the family V.
Note that the definition of cyclicity takes account of the limit cycles emerging not only from the whole of the polycycle γ but also from smaller polycycles, that is, those that are subgraphs of γ in the sense of Definition 1.
Definition 5. A polycycle is called elementary if it is entirely formed of elementary singular points, that is, of singular points with at least one nonzero eigenvalue.
The maximum cyclicity that a nontrivial (distinct from a singular point) elementary polycycle perturbed in a generic k-parameter family can have is denoted by E(k) or E(n,k), where n is the number of singular points forming the polycycle.
In the 1930s, Andronov and Leontovich [1] proved that E(1)=1. From the 1970s through 1993, as a result of the work of a number of researchers (see papers by Mourtada, [2] by Roussarie, Rousseau and Dumortier, [3] by Grozovskii, [4] by Roitenberg, and [5] by Trifonov), it was shown that E(2)=2. (See [2] for more detail on the history of investigations on the cyclicity of polycycles of codimension 1 and 2.) In 1997, Trifonov proved the equality E(3)=3 (see [5]).
At the turn of the century, attempts were made to estimate the cyclicity of elementary polycycles for an arbitrary number of parameters k. In 1995 Ilyashenko and Yakovenko proved that E(k) is finite for any k (see [6]). In 2003 Kaloshin [7] obtained
E(k)⩽225k2.
Slightly later, in 2010 Kaleda and Shchurov [8] proved the inequality
E(n,k)⩽C(n)k3n,
where C(n)=25n2+20n and n is the number of vertices of the polycycle.
As can be seen from the above overview, the early estimates were sharp but concerned only polycycles of small codimension. The later estimates due to Kaloshin, Kaleda and Shchurov extend to an arbitrary number of parameters but are hardly sharp. This is explained by the fact that the problem of estimating the cyclicity is rather complicated.
An idea to consider an obviously simpler problem arises in this connection: what is the maximum multiplicity of a limit cycle appearing after a perturbation of a polycycle in a finite-parameter family? Note that in this paper we do not deal with elementary polycycles but only with hyperbolic polycycles, that is, polycycles formed by hyperbolic saddles only. It turns out that this problem is easily solvable for an arbitrary number of parameters, and the estimate for multiplicity depends at most linearly on the number of saddles in the polycycle.
Basic results
Assume that a field v0 contains a polycycle γ formed by n separatrix connections of hyperbolic saddles S1,…,Sn (some saddles can coincide). We denote the characteristic numbers of S1,…,Sn by λ1,…,λn, respectively. (Recall that the characteristic number of a saddle is the absolute value of the ratio of the eigenvalues where the negative eigenvalue is in the numerator.)
The main results of this work are the following two theorems.
Theorem 1. For any natural number n there exists a nontrivial polynomial Ln in n variables such that for any field v0 with a hyperbolic polycycle γ whose saddles have characteristic numbers λ1,…,λn satisfying the inequality
Ln(λ1,…,λn)≠0,
the following is true: when v0 is perturbed in a C∞-smooth finite-parameter family, the multiplicity of any limit cycle emerging from γ does not exceed n.
As can be seen in § 2.6 below, it follows from the presence of a multiple limit cycle that some polynomial system of homogeneous equations whose coefficients depend on the characteristic numbers λ1,…,λn has a nontrivial solution. Looking ahead, we note that the polynomial Ln can be expressed in terms of the resultant of this polynomial system.
In the case of a polycycle of small codimension, the polynomial Ln can be written out explicitly. To do this, we need to introduce several polynomials.
For any natural number n we let Λn denote the following polynomial in the characteristic numbers λ1,…,λn:
Λn(λ1,…,λn)=∏I≠(0,…,0)(λI−1),
where I=(i1,…,in) is a multi-index. Here λI denotes the product λi11⋯λinn. For any j=1,…,n, the component ij∈{0,1} of the multi-index indicates whether or not λj is involved in the product λI. For example, Λ2(λ1,λ2)=(λ1−1)(λ2−1)(λ1λ2−1).
In addition, we let M(λ1,λ2,λ3) denote the polynomial
M(λ1,λ2,λ3)=4(λ1λ2λ3−1)−(λ1−1)(λ2−1)(λ3−1).
Theorem 2. For n=1,2,3,4, the role of the polynomial Ln in Theorem 1 can be played by the following polynomials:
If the characteristic numbers are such that the polynomial Ln vanishes, then additional singularities can appear, namely, limit cycles of multiplicity higher than n. For example, it was shown in [4] that for n=1 and L1(λ1)=λ1−1=0, a double limit cycle appears when a separatrix loop is perturbed in a generic two-parameter family.
The paper is divided into six sections. Our main task in § 2 is to reduce the problem of the presence of a multiple limit cycle to the problem of the presence of a solution of a certain polynomial system of equations. The rest of the paper uses algebraic methods which make it possible to study this polynomial system. Both theorems are proved using these methods.
§ 2. From vector fields to polynomials
2.1. The correspondence maps of saddles
Assume that a finite-parameter family V={vδ}, δ∈B=(Rk,0), perturbs a field v0 containing a hyperbolic polycycle γ with characteristic numbers λ1,…,λn of the corresponding saddles. We draw a C∞-smooth transversal to each separatrix connection of the polycycle γ of the field v0: for any i=1,…,n the transversal to the connection between the saddles Si and Si+1 is denoted by Γi (Figure 1, a). We assume that the transversal Γi is independent of the parameter δ for any i=1,…,n and δ is chosen sufficiently small so that each Γi remains transverse to the perturbed vector field vδ.
Consider an arbitrary saddle Si and two neighbouring transversals Γi−1 and Γi (we set Γ0=Γn) in the unperturbed field v0. We denote the point of intersection of the transversal Γi−1 and the incoming separatrix of the saddle Si by si (derived from ‘stable’). We denote the point of intersection of the transversal Γi and the outgoing separatrix of the saddle Si by ui (derived from ‘unstable’). Since the separatrices of the unperturbed field v0 are unbroken, the points ui−1 and si on Γi−1 coincide for any i=1,…,n.
For i=1,…,n the saddle Si has exactly one hyperbolic sector bounded by parts of Γi−1 and Γi. We denote these parts by Γ−i−1 and Γ+i. Then the correspondence mapΔi:Γ−i−1→Γ+i of the saddle Si is defined for any i=1,…,n.
Now consider the perturbed field vδ. By analogy, for any saddle Si=Si(δ) we introduce the points si(δ) and ui(δ), the half-transversals Γ−i−1(δ) and Γ+i(δ), and the correspondence map Δi(δ,⋅):Γ−i−1(δ)→Γ+i(δ). Generally speaking, the points si(δ) and ui−1(δ) on Γi−1 may not coincide, which would mean that the connection between Si−1(δ) and Si(δ) is broken.
We consider an arbitrary Riemannian metric on the manifold M. Then we can parameterize any smooth curve (choose a chart on it) by the natural parameter: the difference of the coordinates of any two points in this chart is equal in absolute value to the length of the interval of the curve between these points. We choose a natural parametrization (a chart) on the transversal Γi−1 so that the point si(δ) has coordinate 0 and the coordinate of any point on Γ−i−1(δ) is positive. At the same time we choose a natural parametrization (a chart) on the transversal Γi so that the point ui(δ) has coordinate 0 and the coordinate of any point on Γ+i(δ) is positive.
Thus, we have chosen two charts on each transversal Γi. We denote the coordinate of ui(δ) in the chart corresponding to the half-transversal Γ−i(δ) by τi(δ). Then we can switch from the chart corresponding to Γ+i(δ) to the chart corresponding to Γ−i(δ) via the map
x↦τi(δ)±x.
If the hyperbolic sectors of Si(0) and Si+1(0) in the unperturbed field v0, which are under consideration, are on one side of the common separatrix connection of these saddles, then we have the sign ‘+’ in (2) (Figure 2, a); if these are on opposite sides, then we have the sign ‘−’ (Figure 2, b).
In the above coordinates on the half-transversals Γ−i−1(δ) and Γ+i(δ) the map Δi(δ,⋅) takes the form Δi(δ,⋅):R>0→R>0. It is C∞-smooth with respect to x. In addition, all its derivatives with respect to x depend continuously (in fact, smoothly) on the parameter δ.
For i=1,…,n we introduce the map
fi(δ,⋅):Γ−i−1(δ)→Γi,fi(δ,x)=τi(δ)±Δi(δ,x).
It is the composition of the correspondence map Δi(δ,⋅) and (2). In addition, we consider the Poincaré mapΔ(δ,⋅):Γ−n(δ)→Γn of the polycycle in question (Figure 1, b). It can be represented as
Assume that for some δ the field vδ has a limit cycle LC(δ) born in a perturbation of the original polycycle γ. Assume that this cycle intersects the half-transversal Γ−n(δ) at a point with coordinate x0=x0(δ). Then the Poincaré map has a fixed point, that is, the pair (δ,x0(δ)) is a solution of the equation
Δ(δ,x)=x.
If the limit cycle is of multiplicity at least n+1, then for x=x0(δ) it is also true that
Δ′(δ,x)=1
and
Δ(l+1)(δ,x)=0,l=1,…,n−1.
Throughout this paper the symbols (⋅)′ and (⋅)(l) are understood as derivatives with respect to x. We consider the function
D(δ,x)=logΔ′(δ,x)
and the related system of equations
D(l)(δ,x)=0,l=0,…,n−1.
Since the vector field is considered on an oriented manifold, the Poincaré map Δ(δ,⋅) is an orientation-preserving diffeomorphism defined on Γ−n(δ). Therefore, its derivative is always positive, which makes it possible to take the logarithm of Δ′ in the definition of the function D.
Note that if x=x0(δ) is a fixed point of Δ of multiplicity n+1, then x0(δ) also satisfies (9). This follows from the fact that
2.3. The general form of higher-order derivatives of the Poincaré map
The previous subsection suggests that instead of the Poincaré map itself we can investigate the function D(δ,x). It turns out that the derivatives of D(δ,x) of an arbitrarily high order can be written in a convenient form.
We introduce the notation
Fi=fi∘⋯∘f0,f0=id,i=0,…,n,
and
Zi=F′i−1Fi−1,i=1,…,n,
where the functions fi are defined by (3). In particular, F0(δ,x)=x and Z1(δ,x)=1/x. Throughout, the composition of two functions g(δ,x) and h(δ,x) is understood as g∘h(δ,x)=g(δ,h(δ,x)). We use the shorthand notation g∘h=g(h).
In the new notation the equality D(δ,x)=0 is rewritten as
In what follows we suppress the dependence on x and δ and write μiq and Fi−1.
Proposition 1. For any l∈N there exists a polynomial Pnl with integer coefficients such that the lth derivative of the function D (see (8)) has the form
D(l)=Pnl(μiq,Zi),i=1,…,n,q=1,…,l.
The polynomial Pnl is a homogeneous polynomial of degree l in the variables Z1,…,Zn.
Proof. We prove this assertion using induction on l.
The base of induction. For l=1 we derive from (12) that
It follows from the induction assumption that the resulting expression is a homogeneous polynomial in Z_i of degree l+1 with integer coefficients, which we denote by P_{n,l+1}(\mu_{iq}, Z_i), where i=1, \dots, n and q=1, \dots, l+1. Proposition 1 is proved.
2.4. Taking the limit as \delta, x \to 0. The O-symbolics
In this and the next two subsections we consider the limiting properties of the derivatives of \mathcal{D} involved in the system of equations (9). It turns out that the limit values of the derivatives of the function \mathcal{D} as \delta, x \to 0 can be described by a homogeneous polynomial in the variables Z_1, \dots, Z_n with coefficients depending only on the characteristic numbers \lambda_1, \dots, \lambda_n.
To find the limit of the function \mu_{iq}(\delta,x) specified by (13) as \delta, x \to 0, we need the following lemma.
Lemma 1. Consider a C^\infty-smooth finite-parameter family V=\{v_\delta\}, \delta \in (\mathbb{R}^k, 0), of C^\infty-smooth vector fields on a two-dimensional plane. Let \Delta_S(\delta, x) be the correspondence map of a hyperbolic saddle S(\delta) of v_\delta with characteristic number \lambda(\delta), \lambda(0)=\lambda. Then
To prove this lemma we introduce two useful classes of functions proposed by Trifonov [5]. Let \lambda\in \mathbb{R} and r \in \mathbb{N}; assume that a function f_\delta(x) \in C^r(\mathbb{R}, 0) depends continuously on the parameter \delta in the C^r(\mathbb{R}, 0)-topology.
1. The function f_\delta is said to be in the class \widetilde{o}_r^\lambda if
2. The function f_\delta is said to be in the class {{\underset{\widetilde{\,\,\,}}{\,O}}}{}^\lambda_r if x^\varepsilon f_\delta(x) is in the class \widetilde{o}_r^\lambda for any small \varepsilon > 0.
Like in the case of o(1) and O(1), we use the ordinary equality symbol instead of the membership symbol, for example, f_\delta(x)=x+\widetilde{o}^\lambda_r means that f_\delta(x)-x \in \widetilde{o}_r^\lambda.
The classes \widetilde{o}_r^\lambda and {{\underset{\widetilde{\,\,\,}}{\,O}}}{}^\lambda_r are a more convenient tools than the standard classes of functions o(x^\lambda) and O(x^\lambda), since they admit differentiation. A long list of their properties is presented in [5], § 2.2. We need only the following ones:
It was proved in [5], § 3.1, that the correspondence map of a hyperbolic saddle has the following asymptotic behaviour.
Proposition 2. Consider a C^\infty-smooth family V\!=\!\{v_\delta\}, \delta\!\in\! (\mathbb{R}^k, 0), of C^\infty-smooth vector fields on a two-dimensional plane. Let \Delta_S(\delta, x) be the correspondence map of a hyperbolic saddle S(\delta) of v_\delta with characteristic number \lambda(\delta). Then
for any i=1,\dots,n and q=1, \dots, l. The first of these equalities and formula (15) for P_{n1} imply (31). The second equality, along with the recurrence relation (20) for the polynomials P_{nl} yield the recurrence relation
It is straightforward to see that the right-hand side of (34) is the result of applying the operator (33) to the polynomial Q_{nl}. The proposition is proved.
By property 2, Q_{nl} can be treated as polynomials Q_{nl}(\lambda, Z) in the 2n variables \lambda=\lambda_1, \dots, \lambda_n and Z=Z_1, \dots, Z_n.
Corollary 1. For any natural numbers n and l and any j=1,\dots,n, the polynomials Q_{nl} have the property
where \lambda'=\lambda_1, \dots, \widehat{\lambda}_j, \dots, \lambda_n and Z'=Z_1, \dots, \widehat{Z}_j, \dots, Z_n.
Here the symbol \widehat{\phantom{a}} marks variables left out.
Proof. We prove this assertion using induction on l. For l=1 the assertion obviously follows from formula (31) for Q_{n1}. Assume that the assertion holds for some l. Substituting in z_j=0, we see from (34) that the operator \mathfrak{D}_n\big|_{z_j=0} turns to an operator similar to \mathfrak{D}_{n-1} but acting on polynomials in the variables z_1, \dots, \widehat{z}_j, \dots, z_n, which yields the required assertion. As for substituting in \lambda_j=1, by the induction assumption the polynomial Q_{nl}(\lambda, Z)\big|_{\lambda_j=0} depends on Z_j only fictitiously. Therefore, {\partial Q_{nl}}/{\partial z_j}=0, and we deduce the required assertion from (34) again.
2.6. Taking the limit as \delta, x \to 0. Multiple limit cycles
Since both the polynomials P_{nl} and Q_{nl} are homogeneous in Z_1, \dots, Z_n (see Propositions 1 and 3), we can regard them as defined on the projective space \mathbb{R}P^{n-1}. We denote points in \mathbb{R}P^{n-1} by Z=(Z_1 : \dots : Z_n). We consider the map
Definition 6. A sequence of points(\delta_\alpha, x_\alpha) \to 0 in the space B \times (\mathbb{R}_{>0}, 0) is said to correspond to a limit cycle (of multiplicity m) if for any \alpha the field v_{\delta_\alpha} contains a limit cycle (of multiplicity m) intersecting the half-transversal \Gamma_n^- at the point with coordinate x_\alpha (see § 2.1).
Assume that there is a sequence (\delta_\alpha, x_\alpha) \to 0 corresponding to a limit cycle of multiplicity at least n+1. Then the system (37)–(39) has the solution \delta_\alpha, x_\alpha, \mathcal{Z}(\delta_\alpha, x_\alpha).
Proposition 4. Assume that a limit cycle of multiplicity at least n+1 is born in a perturbation of a polycycle \gamma in a C^\infty-smooth family V=\{v_\delta\}, \delta \in B= (\mathbb{R}^k,0). Let \{(\delta_\alpha, x_\alpha)\}_{\alpha=1}^\infty, (\delta_\alpha, x_\alpha) \to 0, be the corresponding sequence in the space B \times (\mathbb{R}_{>0},0). Assume that the map \mathcal{Z} defined by (36) tends to a point \widetilde{Z} \in \mathbb{R}P^{n-1} along this sequence. Then \widetilde{Z} satisfies the system of equations
where the polynomials Q_{nl} are specified by (31)–(33).
Proof. This is obviously implied by (39) and the definition of Q_{nl} (see (30)).
Proposition 4 can be stated in a more general form, which can turn out to be useful.
Proposition 5. Assume that a limit cycle of multiplicity at least m+2 is born in a perturbation of a polycycle \gamma in a C^\infty-smooth family V=\{v_\delta\}, \delta \in B=(\mathbb{R}^k,0). Let \{(\delta_\alpha, x_\alpha)\}_{\alpha=1}^\infty, (\delta_\alpha, x_\alpha) \to 0, be the corresponding sequence in {B \times (\mathbb{R}_{>0},0)}. Assume that the map \mathcal{Z} defined by (36) tends to a point \widetilde{Z} \in \mathbb{R}P^{n-1} along this sequence. Then \widetilde{Z} satisfies the system of equations
\begin{equation}
Q_{nl}(Z)=0, \qquad l=1, \dots, m,
\end{equation}
\tag{41}
where the polynomials Q_{nl} are specified by (31)–(33).
Lemma 2. Assume that a field v_0 \in \operatorname{Vect}^\infty(\mathcal{M}) has a polycycle \gamma formed by hyperbolic saddles S_1, \dots, S_n, n \geqslant 2, with characteristic numbers \lambda_1, \dots, \lambda_n satisfying \lambda_1 \cdots \lambda_n \neq 1. Assume that a C^\infty-smooth family V=\{v_\delta\} perturbs v_0. Let C denote the set of pairs (\delta, x) such that the field v_\delta has a limit cycle of multiplicity at least 2 passing through the point with coordinate x. Let
\begin{equation*}
\mathfrak{Z}=\{ Z \in \mathbb{R}P^{n-1}\mid \exists\, \{(\delta_\alpha, x_\alpha)\}_{\alpha=1}^\infty \subset C, \ \mathcal{Z}(\delta_\alpha, x_\alpha) \to Z \textit{ as } (\delta_\alpha, x_\alpha) \to 0\},
\end{equation*}
\notag
Proof. Assume that there is a point \widetilde{Z}=(\widetilde{Z}_1 : \dots : \widetilde{Z}_n) \in \mathfrak{Z} such that for {i=1, \dots, n} the coordinate \widetilde{Z}_i is nonzero. By the definition of \mathfrak{Z} there exists a sequence (\delta_\alpha, x_\alpha) \to 0 corresponding to a limit cycle of multiplicity at least two such that the map \mathcal{Z} tends to \widetilde{Z} along this sequence.
where the F_i are defined by (10). Here and throughout the proof the symbol * denotes multiplication by a function bounded away from zero and infinity.
The base i=0 of induction is obvious: F_0(\delta_\alpha, x_\alpha)=x_\alpha. For an arbitrary function g(\delta, x) let g\big|_{(\delta_\alpha, x_\alpha)} denote the value of the function at the point (\delta_\alpha, x_\alpha).
We let the assertion hold for i-1. Since we have assumed that the components \widetilde{Z}_i of \widetilde{Z}, i=1, \dots, n, are nonzero, it is true that {Z_{i+1}}/{Z_i}\big|_{(\delta_\alpha, x_\alpha)}=*. On the other hand it follows from (11) that
Substituting this expression into (43) we obtain the recurrence relation F_i(\delta_\alpha, x_\alpha)=F_{i-1}(\delta_\alpha, x_\alpha)^{\lambda_i(\delta_\alpha)}*, which yields (42).
Using induction on i=1, \dots, n again, we prove the formula
Since for any \alpha the pair (\delta_\alpha, x_\alpha) corresponds to a limit cycle of multiplicity at least two, \Delta'(\delta_\alpha, x_\alpha)=F_n'(\delta_\alpha, x_\alpha)=1 due to (6). Taking the logarithm of this equality and applying (45) we arrive at the relation
Dividing by \log x_\alpha and passing to the limit as \alpha \to \infty, we obtain \lambda_1 \dotsb \lambda_n=1, which contradicts the assumption. Hence, at least one of the coordinates of \widetilde{Z} is zero. The lemma is proved.
We consider the case when n=1: the polycycle is formed by a single saddle with characteristic number \lambda_1, that is, it is a separatrix loop of the saddle S_1. Theorem 1 is well known in this case: it is the classical result by Andronov and Leontovich concerning the generation of a rough cycle from a separatrix loop (see [1] Ch. IX, § 29). Namely, the polynomial is \mathcal{L}_1(\lambda_1)=\lambda_1-1.
We switch to the case when n \geqslant 2. Assume that a limit cycle of multiplicity n+1 appears in a family V. Then Proposition 4 yields that the system of homogeneous equations (40) on the projective space \mathbb{R}P^{n-1} has at least one solution.
In addition, assume that the characteristic numbers satisfy
has a nontrivial real solution. Here we have again marked variables left out by \widehat{\phantom{a}}. Thus, for any natural numbers n and l the polynomial Q_{nl} depends on 2(n-1) variables. We denote these by \mu_1, \dots, \mu_{n-1} and w_1, \dots, w_{n-1}. We consider the system
For fixed values of \mu_1, \dots, \mu_{n-1} we have a system of n-1 equations on the {(n-2)}-dimensional projective space. Therefore, there exists a polynomial \mathcal{R}_{n-1}(\mu_1,\dots,\mu_{n-1}) such that system (49) has a nontrivial (in general, complex) solution if and only if \mathcal{R}_{n-1}(\mu_1, \dots, \mu_{n-1}) is zero [9]. The polynomial \mathcal{R}_{n-1} is called the resultant of the system of equations.
The nontriviality of the resultant of (49) is implied by the following lemma.
Lemma 3. For any natural number n \geqslant 2 the polynomial
Assume that the characteristic numbers \lambda_1, \dots, \lambda_n are such that the quantity \mathcal{L}_n(\lambda_1, \dots, \lambda_n) is nonzero. Then the inequality (46) holds, and Lemma 2 is applicable. By this lemma there exists j=1, \dots, n such that the system (48) is solvable. It follows that \mathcal{R}_{n-1}(\lambda_1, \dots, \widehat{\lambda}_j, \dots, \lambda_n)=0, which contradicts the inequality \mathcal{L}_n(\lambda_1, \dots, \lambda_n) \neq 0. Hence \mathcal{L}_n is the required polynomial.
Remark 1. For any family V perturbing a polycycle \gamma formed by saddles with characteristic numbers \lambda_1, \dots, \lambda_n, the inequality \mathcal{L}_n(\lambda_1, \dots, \lambda_n) \neq 0 is a generic condition on the original field v_0.
In fact, assume that an unperturbed polycycle \gamma of the original vector field v_0 is formed by saddles S_1, \dots, S_n with characteristic numbers \lambda_1, \dots, \lambda_n, respectively, where some saddles can coincide. If no two saddles coincide, then the characteristic numbers are independent quantities assuming arbitrary positive values. Since it follows from Lemma 3 that the polynomial \mathcal{L}_n is not identically equal to zero, the set of values of characteristic numbers satisfying (1) is open and everywhere dense in \mathbb{R}_{>0}^n.
Assume that some of the saddles coincide. Then their characteristic numbers are the same. However, we see from Lemma 3 again that the resultant \mathcal{R}_{n-1} of (47) is nontrivial. Therefore, (1) is a generic condition.
§ 3. Nontriviality of the resultant
In this section we prove Lemma 3, which completes the proof of Theorem 1.
Proof of Lemma 3. We prove the lemma by contradiction. Let the polynomial \mathcal{R}_{n-1}(\mu) be identically equal to zero. According to (31), after the substitution \mu_1=\dots=\mu_{n-1}=\mu the polynomial Q_{n-1,1} takes the form
It follows from our assumption and the property of the resultant that the system of equations (49) has at least one solution in \mathbb{C}P^{n-2} for any \mu \neq 1, which we denote by w(\mu). Since the projective space \mathbb{C}P^{n-2} is compact, there exists a (not necessarily unique) limit point w(1) \in \mathbb{C}P^{n-2} to which the points w(\mu) accumulate as \mu \to 1.
Since the polynomials ({1}/(\mu-1)) Q_{n-1,l} depend continuously on \mu, the polynomial \overline{Q}_{nl} is zero at the point w(1) for any l=1,\dots,n-1. Thus, to obtain a contradiction, it suffices to show that the system of symmetric polynomials
As is known, symmetric polynomials can be expressed in terms of other symmetric polynomials. In particular, the polynomials p_l and \sigma_l are related by the Newton identity (see [10], § 11.1)
would have at least one nonzero root. However, this is not true, which is a contradiction. Consequently, the polynomial \mathcal{R}_{n-1}(\mu) is nontrivial. The lemma is proved.
The proof of Theorem 1 immediately follows from this lemma (see § 2.7).
For n=2,3,4, the plan of the proof is as follows. First we find the resultant \mathcal{R}_{n-1} by solving the system (49) directly. The required polynomial \mathcal{L}_n will be expressed in terms of \mathcal{R}_{n-1} via (50).
The casen=2. According to (31), in this case system (49) consists of the single equation (\mu_1-1)w_1=0, which has a solution w_1 \neq 0 if and only if the polynomial
We consider the ideal formed by the polynomials Q_{31}, Q_{32}, and Q_{33} in the ring \mathbb{Z}[\mu_1, \mu_2, \mu_3, w_1, w_2, w_3] and simplify its generators. We set
Remark 2. We can assume that all three variables w_1, w_2 and w_3 are nonzero. In fact, if any of them is zero, then, by property (35) the original system of three equations formed by Q_{31}, Q_{32} and Q_{33} turns to a system formed by the two polynomials Q_{21} and Q_{22} of two other variables. Therefore, to find the resultant \mathcal{R}_3 we must multiply the quantity derived based on the assumption that these variables are nonzero by the polynomials \mathcal{R}_2 of all possible pairs of variables \mu_1, \mu_2, \mu_3.
Consider the system formed by the polynomials \widetilde{Q}_{31}, \widetilde{Q}_{32}, and L equated to zero. Using that L is linear, we eliminate the variable w_3. We obtain the system of two equations
In view of Remark 2 we divide the second equation by w_2, thus arriving at a linear system. This linear system has a nontrivial solution if and only if its determinant is zero. This determinant has the form
By Remark 2 this polynomial must be multiplied by the resultants \mathcal{R}_2(\mu_1, \mu_2), \mathcal{R}_2(\mu_1, \mu_3) and \mathcal{R}_2(\mu_2, \mu_3) obtained before (see (58)). The resulting polynomial has the form
If the original system formed by the polynomials Q_{31}, Q_{32} and Q_{33} has a nontrivial solution for some \mu_1,\mu_2 and \mu_3, then R^* is zero. Hence R^* is divisible by the resultant of this system.
Since we are interested not so much in the resultant itself but rather in its set of zeros, we can consider the following polynomial instead of R^*:
which coincides with the assertion of the theorem.
§ 5. Multiple fixed points on the real line
Note that most of the paper has not appealed to the fact that the function \Delta is the Poincaré map of a polycycle. In fact, we have sought fixed points of a function of a certain form defined on an interval. This makes it possible to reformulate the result in terms of functions on the real line.
Let f_i\colon \mathbb{R}_{>0} \to \mathbb{R}, i=1, \dots, n, be C^r-smooth functions on the real half-line, r\geqslant n. Assume that the f_i depend continuously on the parameter \delta ranging over an arbitrary topological space B with distinguished point 0. Assume that there are positive numbers \lambda_1, \dots, \lambda_n such that
\begin{equation*}
\lim_{\delta, x \to 0} f_i(x)=0
\end{equation*}
\notag
Theorem 3. There exists a nonzero polynomial \mathcal{L}_n\in\mathbb{Z}[\lambda_1, \dots, \lambda_n] such that for any numbers \lambda_1, \dots, \lambda_n satisfying
each fixed point of \Delta that is close to zero for \delta \to 0 has multiplicity at most n.
Theorem 4. Let \mathcal{F} be the set of all pairs (\delta, x) corresponding to fixed points of the function \Delta of multiplicity m+2\leqslant r. Then any limit point Z (as \delta, x \to 0) of the function \mathcal{Z}\big|_{\mathcal{F}} satisfies the system of equations
\begin{equation*}
Q_{nl}(Z)=0, \qquad l=1, \dots, m,
\end{equation*}
\notag
where the polynomials Q_{nl} are defined by (31)–(33).
Theorem 5. For n=1,2,3,4, the following polynomials satisfy the assumptions of Theorem 3:
where the polynomials \Lambda_n and M are the same as in Theorem 2.
These theorems can be proved by repeating verbatim the proofs of Theorem 1, Proposition 5,and Theorem 2, respectively. The only difference is that assumption (62) is used instead of Lemma 1. In addition, all the three theorems are true for functions f_i of finite smoothness, since the only place in their proofs where we use the infinite smoothness of vector fields is Lemma 1, which is replaced by (62).
§ 6. Open problems
We began this paper with describing the available results on the cyclicity of polycycles. Can the investigation of multiple limit cycles help one in estimates for cyclicity? Yes, but only in estimates from below. This can be formulated as the following two conjectures.
Let \gamma be a hyperbolic polycycle of a field v_0 on a two-dimensional oriented manifold that is formed by n saddles (some of which can coincide) with characteristic numbers \lambda_1, \dots, \lambda_n.
Conjecture 1. There is an open subset U of \mathbb{R}^n_{>0} such that for any set of characteristic numbers (\lambda_1, \dots, \lambda_n) \in U a limit cycle of multiplicity n (n limit cycles) is born in a generic n-parameter family perturbing the polycycle \gamma.
Conjecture 2. There is an open (in the induced topology) subset W of the surface \{(\lambda_1, \dots, \lambda_n) \in \mathbb{R}^n_{>0} \mid \lambda_1\dotsb\lambda_n=1\} such that for any set of characteristic numbers (\lambda_1, \dots, \lambda_n) \in W a limit cycle of multiplicity n+1 (n+1 limit cycles) is born in a generic (n+1)-parameter family perturbing the polycycle \gamma.
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Citation:
A. V. Dukov, “Multiplicities of limit cycles appearing after perturbations of hyperbolic polycycles”, Sb. Math., 214:2 (2023), 226–245