Abstract:
A subspace W of the Schwartz space C∞(a,b) such that the restriction of the operator of differentiation to W has a discrete spectrum is considered. Conditions for the representation of W as a direct algebraic and topological sum of two subspaces, namely, the residual subspace and the subspace spanned by the exponential monomials from W, are investigated. One condition ensuring this representation turns out to be the existence of a functional annihilating W such that the Fourier-Laplace transform of this functional is a slowly decreasing entire function. A new characteristic of complex sequences is introduced and investigated. Using this characteristic, the condition that an invariant subspace is equal to the direct sum of its residual and exponential subspaces can be put into a form that is similar to the previously discovered conditions for the possibility of weak spectral synthesis.
Bibliography: 19 titles.
This research was carried out in the framework of the state assignment of the Ministry of Science and Education of the Russian Federation (code of research theme FZWU-2020-0027).
Let (a,b) be a finite or infinite interval of the real line and let E(a,b)=C∞(a,b) be the Schwarz space with the metrizable topology of the inverse limit of Banach spaces Ck[ak,bk], where [a1,b1]⋐[a2,b2]⋐⋯ is some sequence of intervals exhausting (a,b). It is known that E(a,b) is a reflexive Fréchet space. Let W be a closed subspace of this space that is invariant under the operator of differentiation D=d/dt (or D-invariant). Recall that a residual intervalIW of W is by definition a minimal relatively closed (in (a,b)) subinterval I such that WI⊂W, where
WI={f∈E(a,b):f(k)(t)=0,t∈I,k=0,1,2,…}.
The existence of IW was first shown in [1], Theorem 4.1; it also follows from the general dual scheme that we used in investigating the problem of spectral synthesis for the operator of differentiation in E(a,b) (see [2] and [3], § 2).
Let Λ be a sequence of points (with multiplicities) in the complex plane that has the unique limit point at infinity, and let Exp(Λ) be the sequence of exponential monomials constructed from the set of exponents (−iΛ): to a point λ∈Λ occurring with multiplicity k in this sequence we assign the set of functions e−iλt,te−iλt,…,tk−1e−iλt.
Recall that the completeness radiusρ(Λ) of Λ is the infimum of positive d such that the system of functions Exp(Λ) is not complete in E(−d,d).
If ρ(Λ)<(b−a)/2, then E(a,b) contains nontrivial D-invariant subspaces W such that the restriction D:W→W of the operator of differentiation has a discrete spectrum which coincides with (−iΛ). In this case the set of exponential polynomials lying in W is Exp(Λ). For such a subspace W the length |IW| of its residual interval IW satisfies |IW|⩾.
For the operation of differentiation in the Schwartz space the problem of spectral synthesis was stated in [1], § 6, as the question of whether the representation
holds, where \operatorname{span} X is the linear span of the set X\subset\mathcal E(a,b). For a D-invariant subspace W such a representation is a generalization of the equality
which means that W admits spectral synthesis in the classical sense.
The reason why for D-invariant subspaces we consider weak spectral synthesis(1.2), rather than classical synthesis (1.3), is the presence of subspaces of the form W_I in \mathcal E(a,b) (which are clearly D-invariant and nontrivial for I\neq (a,b), but contain no exponential monomials).
We collect the results on spectral synthesis in the weak sense (1.2) in the following statement.
Theorem A (see [2], Corollaries 2 and 3, and [4], Theorems 1.1–1.3). Let W be a D-invariant subspace with discrete spectrum (-\mathrm{i}\Lambda) and residual interval I_W.
1) If |I_W| >2\rho (\Lambda), then W admits weak spectral synthesis (1.2).
2) If |I_W|<2 \rho (\Lambda), then W=\mathcal E(a,b).
3) There exist both D-invariant subspaces with discrete spectrum (-\mathrm{i}\Lambda) and residual interval I_W of length 2\rho (\Lambda) that admit weak spectral synthesis (1.2) and ones that do not admit it.
It follows from Theorem A that a D-invariant subspace W with finite spectrum admits weak spectral synthesis (1.2). Moreover, in this case W is the direct (algebraic and topological) sum of the finite-dimensional subspace \operatorname{span}\operatorname{Exp} (\Lambda) and the residual subspace W_{I_W}:
Weak spectral synthesis (1.2) is a variant of the generalization of (1.4) to the case of an infinite discrete spectrum. On the other hand, it was asked in [1], § 6, whether the representation
as a direct (algebraic and topological) sum holds for a D-invariant subspace W with infinite discrete spectrum (-\mathrm{i}\Lambda) and residual interval I_W. However, it was indicated in [1] that the authors did not know the answer.
We have been successful in showing that the conditions ensuring (1.5) for a nontrivial D-invariant subspace with infinite discrete spectrum have a similar form to the conditions ensuring weak spectral synthesis (1.2) in Theorem A. However, instead of the completeness radius \rho(\Lambda) we have to use another characteristic of \Lambda. We define this new characteristic D_{\mathrm{sd}} (\Lambda) in § 2. We announced recently [5] some of the results concerning the representation (1.5). Sections 2 and 3 of our paper contain, in particular, a detailed presentation of these results with full proofs and relevant comments. In the final section, § 4, we discuss threshold situations and examples illustrating them, as well as the properties of D-invariant subspaces representable as the direct sum (1.5).
§ 2. Statements of the main results
2.1. Auxiliary facts
Recall that the Schwarz algebra \mathcal P is by definition the image of the strong dual \mathcal E' of the space \mathcal E=C^{\infty} (\mathbb R) under the Fourier-Laplace transform \mathcal F:
\begin{equation*}
\mathcal P=\mathcal F (\mathcal E'), \quad \text{where } \mathcal F (S)=S(e^{-\mathrm itz}), \quad S\in\mathcal E'.
\end{equation*}
\notag
The topology and linear structure on \mathcal P are inherited from \mathcal E'.
It is also known that \mathcal P is the direct image of the countable sequence of Banach spaces \{ P_k\}, where P_k consists of all entire functions \varphi with finite norm
In particular, this means that \mathcal P is a locally convex space of type (\mathrm{LN}^*) (see [6]). Moreover, the operation of multiplication of functions is continuous in \mathcal P, that is, \mathcal P is a topological algebra.
For an arbitrary interval I\subset \mathbb R we introduce the space \mathcal P(I)associated withI. It is defined to be the direct limit of the sequence of Banach spaces \widetilde{P}_k. In its turn the space \widetilde{P}_k, k=1,2,\dots, consists of the entire functions \varphi with finite norm
where c<d_1<\dots < d_{k}\nearrow b as k\to\infty. For intervals I of another form the definitions must be modified in an obvious way.
The embeddings \widetilde{P}_k\subset \widetilde{P}_{k+1} are completely continuous, so \mathcal P(I) is a locally convex space of type (\mathrm{LN}^*). Moreover, \mathcal P(I) is a topological module over the polynomial ring \mathbb C[z]. The Schwartz algebra \mathcal P is \mathcal P(\mathbb R).
For an interval I\subset\mathbb R let \mathcal E(I) denote the space of infinitely differentiable functions on I with the metrizable topology of an inverse limit of Banach spaces, similarly to how we did it above for I=(a,b). For example, if I=[c,d], then \mathcal E(I) is the inverse limit of the Banach spaces C^k[c,d]; if I=[c,d), d<+\infty, then \mathcal E(I) is the inverse limit of the Banach spaces C^k[c,d_k], where c<d_k\nearrow d as k\to\infty.
The space \mathcal E(I) and each closed subspace W of it, with the topology induced from \mathcal E(I), are reflexive Fréchet spaces.
The strong dual \mathcal E'(I) of \mathcal E(I) consists of the distributions S\in\mathcal E' with support in I. By the Paley-Wiener-Schwartz theorem (see [7], Theorem 7.3.1)
Let W\subset \mathcal E (I) be a D-invariant subspace. Its annihilator submodule\mathcal J in \mathcal P(I) is defined by \mathcal J=\mathcal F (W^0), where
(the closure is considered in \mathcal E(I)). Clearly, E(\Lambda,I) is a nontrivial D-invariant subspace of \mathcal E(I) which admits spectral synthesis.
Let \mathcal J(\Lambda, I) denote the set of functions \varphi\in\mathcal P(I) that vanish on \Lambda. It is easy to see that \mathcal J(\Lambda, I) is a localizable submodule of \mathcal P(I) (see [8], § 1). It follows from the dual scheme presented in full detail in our papers [2] and [3] that \mathcal J(\Lambda, I) is the annihilator submodule of the subspace E(\Lambda,I).
The strong dual of the Fréchet space E(\Lambda, I) is the quotient space \mathcal E' (I)/(E(\Lambda,I) )^0 . Using the Fourier-Laplace transform \mathcal F we can realize it at the quotient space of entire functions \mathcal P(I)/\mathcal J(\Lambda, I).
2.2. The characteristic D_{\mathrm{sd}}(\Lambda) and main results
Given a complex sequence \Lambda, let D_{\mathrm{BM}} (\Lambda) denote its Beurling-Malliavin density (for instance, see [9], § IX.D.2). By the well-known result on the completeness radius due to Beurling and Malliavin ([9], § X.B.3) we have
It follows from this and the Paley-Wiener-Schwartz theorem that D_{\mathrm{BM}}(\Lambda)=+\infty unless \Lambda is a subset of zeros of some function \varphi\in\mathcal P; in the last case D_{\mathrm{BM}}(\Lambda) is the infimum of the positive c such that the algebra \mathcal P contains a function \varphi of exponential type \pi c that vanishes on \Lambda.
Recall that \varphi\in\mathcal P is called a slowly decreasing function if there exists a>0 such that
The slow decrease of \psi\in\mathcal P is equivalent to the closedness of the principal ideal generated algebraically by this function in \mathcal P (see [10]).
We present another equivalent definition from [11]: a function \varphi\in\mathcal P is slowly decreasing if there exists a positive scalar a_0 such that the following two conditions hold:
(SD1) each connected component L_{\alpha} of the set
For a sequence \Lambda\subset \mathbb C such that D_{\mathrm{BM}}(\Lambda)<+\infty we introduce a further characteristic, D_{\mathrm{sd}} (\Lambda). If \Lambda is not a subset of zeros of any slowly decreasing functions \varphi\in\mathcal P, then we set D_{\mathrm{sd}}(\Lambda)=+\infty. Otherwise D_{\mathrm{sd}}(\Lambda) is by definition the set of all positive c such that \mathcal P contains a slowly decreasing function of exponential type \pi c that vanishes on \Lambda.
As written in the introduction, in the problem of representing a D-invariant subspace with infinite discrete spectrum as the direct sum (1.5) the quantity \pi D_{\mathrm{sd}}(\Lambda) plays a similar role to the completeness radius \rho (\Lambda) in Theorem A.
Theorem 1.I. Let W be a D-invariant subspace of \mathcal E(a,b) with discrete spectrum (-\mathrm{i}\Lambda ) and residual interval I_W, where |I_W|<+\infty.
1) If |I_W|>2\pi D_{\mathrm{sd}}(\Lambda) and the following relations hold:
2) Conversely, assume that W has the form (1.5). Then |I_W|\geqslant 2\pi D_{\mathrm{sd}}(\Lambda).
Moreover, if I_W\Subset (a,b), then both inequalities in (2.5) hold. If the inclusion I_W\subset (a,b) is not compact and a (or b) is an endpoint of I_W, then the first relation (second relation, respectively) in (2.5) holds.
II. There exist both D-invariant subspaces with discrete spectrum (-\mathrm{i}\Lambda ) and residual interval I_W of length 2\pi D_{\mathrm{sd}}(\Lambda) that admit the representation (1.5) and ones that do not.
The following criterion holds for D-invariant subspaces with discrete spectrum and residual interval with infinite length.
Theorem 2. Let W be a D-invariant subspace of \mathcal E(a,b) with discrete spectrum (-\mathrm{i}\Lambda ) and residual interval I_W =(-\infty,d] (or I_W=[c,+\infty )). Then the representation (1.5) holds for W if and only if D_{\mathrm{sd}}(\Lambda)<+\infty and the first relation (second relation, respectively) in (2.5) is satisfied.
3.1. A reduction to the dual interpolation problem
In the space \mathcal E(a,b) consider a nontrivial D-invariant subspace W with discrete spectrum (-\mathrm{i}\Lambda) and residual interval I_W. Let U\colon E(\Lambda, (a,b))\to E(\Lambda, I_W) be the restriction operator that assigns to each function f\in E(\Lambda, (a,b)) its restriction to I_W; here E(\Lambda,I_W) is the subspace defined by (2.1) for the sequence \Lambda and interval I_W.
Proposition 1. A D-invariant subspace W admitting weak spectral synthesis (1.2) can be represented as the direct sum (1.5) if and only if the restriction operator
Proof. Note that by the well-known result that a mean-periodic extension of a function is unique (see [12], § 1, [13], § 9) the subspace W_{I_W}\cap E(\Lambda, (a,b)) is trivial. Hence the algebraic sum of W_{I_W} and E(\Lambda, (a,b)) is direct. If it coincides with W, then it is also a topological direct sum: in this case the correspondence (f_1,f_2) \to f_1+f_2 defines a continuous map of the Fréchet space W_{I_W}\times E(\Lambda, (a,b)) onto W, so it is an (algebraic and topological) isomorphism between these spaces.
We turn to the proof of sufficiency. The function f\in \mathcal E(a,b) belongs to W if and only if its restriction f|_{I_W} to I_W is an element of E(\Lambda, I_W) (see [1], Proposition 6.2). Therefore, since the restriction operator U is surjective, for each f\in W we can find a function f_1\in E(\Lambda, (a,b)) such that f|_{I_W}=f_1|_{I_W}. Then, clearly,
Necessity. By the results on the uniqueness of a mean-periodic extension the restriction operator (3.1) is an algebraic and topological monomorphism. For each f_0\in E(\Lambda, I_W) any smooth extension f of it to (a,b) belongs to W by [1], Proposition 6.2. Hence f=f_1+f_2, where f_1\in E(\Lambda, (a,b)) and f_2\in W_{I_W}. Therefore, f_0=U(f_1). Thus, U is a continuous linear map of the Fréchet space E(\Lambda, (a,b)) onto the Fréchet space S(\lambda, I_W). Hence this map is a linear topological isomorphism. The proof is complete.
Consider two intervals I, \widetilde{I}\subset\mathbb R, I\subset \widetilde{I}, and the adjoint operator
\begin{equation*}
U^*\colon \mathcal E' (I)/(E(\Lambda,I) )^0 \to\mathcal E' (\widetilde{I})/(E(\Lambda,\widetilde{I}) )^0
\end{equation*}
\notag
of the restriction operator U\colon E(\Lambda,\widetilde{I})\to E(\Lambda,I). The Fourier-Laplace transform defines the lift
By [14], the corollary to Theorem 7, the restriction operator U\colon E(\Lambda,\widetilde{I}) \to E(\Lambda, I) is a linear topological isomorphism if and only if
In that case \widehat{U} is also a linear topological isomorphism. Equality (3.2) is equivalent to the property that for each function \Psi\in\mathcal P(\widetilde{I}) there exists \psi\in\mathcal P(I) such that (\Psi -\psi)\in \mathcal J(\Lambda, \widetilde{I}), that is, \Psi (\Lambda) =\psi (\Lambda ).
We summarize the above reasonings in the following proposition.
Proposition 2. The restriction operator U from E(\Lambda,\widetilde{I}) to E(\Lambda, I) is a linear topological isomorphism if and only if the following interpolation problem is solvable: for each function \Psi \in\mathcal P(\widetilde{I}) there exists \psi\in\mathcal P(I) such that the difference (\Psi-\psi ) vanishes on \Lambda.
In what follows we call the interpolation problem in Proposition 2 the interpolation problem on \Lambda for the pair of spaces \mathcal P(\widetilde{I}) and \mathcal P(I).
Proposition 3. A D-invariant subspace W defined by (1.2) can be represented as the direct sum (1.5) if and only if the interpolation problem on \Lambda is solvable for the pair of spaces \mathcal P(a,b) and \mathcal P(I_W).
3.2. Solving the interpolation problem for the pair of spaces \mathcal P(\widetilde{I}) and \mathcal P(I)
Throughout what follows I=\langle c,d\rangle is a finite or infinite interval, where ‘ \langle ’ (and, in a similar way, ‘ \rangle ’) means a round bracket ‘ ( ’, or a square bracket ‘ [ ’.
Theorem 3. Let \Lambda=\{\lambda_j\} and I=\langle c,d\rangle be a sequence and an interval such that the exponential system \operatorname{Exp} (\Lambda) is not complete in \mathcal E(I).
I. 1) If 2\pi D_{\mathrm{sd}}(\Lambda)<|I| and both relations in (2.5) hold, then the interpolation problem on \Lambda is solvable for the pair of spaces \mathcal P and \mathcal P(I).
2) Assume that |I|=+\infty, D_{\mathrm{sd}}(\Lambda)<+\infty and the first or second relation in (2.5) holds, depending on whether I=(-\infty, d\rangle or I=\langle c,+\infty ), respectively.
Then the interpolation problem on \Lambda for the pair of spaces \mathcal P and \mathcal P(I) is solvable.
II. Assume that there exists an interval \widetilde{I}\supset I such that the interpolation problem on \Lambda is solvable for the pair of spaces \mathcal P(\widetilde{I}) and \mathcal P(I).
Then D_{\mathrm{sd}}(\Lambda)<+\infty and 2\pi D_{\mathrm{sd}}(\Lambda)\leqslant |I|. If, in addition,
then the first relation (second relation, respectively) in (2.5) is satisfied.
Proof. I. 1) By assumption there exist a slowly decreasing function \varphi\in\mathcal P(I) which vanishes on \Lambda and a positive constant M_0 such that \Lambda lies in the curvilinear strip
Applying the theorem on a lower estimate for the modulus of an analytic function in a disc to f_j={\varphi}/{\varphi (x_j)} and the disc |z-x_j|\leqslant 2A_1\ln (2+|x_j|) we find a circle C_j with centre x_j and radius
The set \widetilde{\mathcal U} consists of a countable number of relatively compact connected components U_k. Generally speaking, not all the U_k\subset\widetilde{\mathcal U} have a nonempty intersection with \Lambda. Consider the set
It follows from the membership relations \varphi, \varphi'={\mathrm{d}\varphi}/{\mathrm{d}z}\in\mathcal P(I) (where the second relation follows from Bernstein’s theorem ([15], Ch. 11) that there exists a positive constant M_1 such that
Taking account of estimate (3.3) for |\varphi '| and the fact that each connected component U_k\subset \mathcal U has diameter O(\ln |z|) for any z\in U_k as k\to\infty, it is easy to see that there exists A'>A_0 such that for all U_k the distance from U_k\cap S_{A'} to the boundary of U_k is at least \sup_{z\in U_k} (2+|z|)^{-A'}.
Consider an infinitely differentiable function \eta on the complex plane that vanishes outside \mathcal U, is equal to one on \mathcal U\cap S_{A'} and such that
where M_2>0 is independent of z (see [16], Ch. I, § 1).
For an arbitrary \Psi\in\mathcal P set v=-\Psi \varphi^{-1}\,{\partial\eta}/{\partial\overline{z}}. Bearing in mind the intrinsic description of the algebra \mathcal P and the properties of \varphi and \eta (including the bound (3.4)), we conclude that v\in C^{\infty} (\mathbb C) and
where M_3 is a positive constant. By a well-known result of Hörmander (Theorem 4.4.2 in [17]) there exists a infinitely differentiable function u in \mathbb C such that
The function \psi=\varphi u+\Psi\eta is the required solution of the interpolation problem. In fact, \Psi (\Lambda) =\psi (\Lambda) because \varphi (\Lambda )=0. Now,
\begin{equation*}
\widetilde{S}=\{z=x+\mathrm{i} y \colon |y|\leqslant \widetilde{M}_0\ln (2+|x|)\}
\end{equation*}
\notag
and \widetilde{M}_0 is a positive function. Now,
\begin{equation*}
\eta (z)=0, \qquad z\notin\mathcal U,
\end{equation*}
\notag
and \Psi has polynomial growth in \widetilde{S}. Hence, taking (3.5) into account, we obtain \psi\in\mathcal P(I).
2) Assume for definiteness that I=(-\infty, d\rangle. Suppose that \Lambda satisfies the first relation in (2.5) and let \varphi\in\mathcal P(I) be a slowly decreasing function that vanishes on \Lambda.
We need a special partition of the complex plane into two unbounded domains G_+ and G_{-}, the first of which contains the open upper half-plane, while the second lies accordingly in the open lower half-plane.
To construct this partition we use the definition (2.2) of a slowly decreasing functions and note that the inequality |x-x'|\leqslant a \ln(2+|x|) in it can be replaced by |x-x'|\leqslant a \ln(2+|x'|) without loss of generality. For each point x\in\mathbb R we find a point x'\in\mathbb R as in (2.2) and apply the theorem on a lower bound for the modulus of an analytic function to the function f_x={\varphi}/{\varphi (x')} in the disc |z-x'|\leqslant 2a\ln (2+|x'|). Then we obtain
Let K_x be the open disc with boundary C_x, and let I_x=K_x\cap \mathbb R. From the cover \{I_x\}_{x\in\mathbb R} we extract a countable locally finite subcover \{ I_{x_j}\}: \bigcup_{j}I_{x_j}=\mathbb R. It is easy to see that, of arcs of the circles C_{x_j} lying in the lower half-plane, we can make a continuous curve \Gamma dividing the complex plane into two unbounded domains, G_+ and G_{-}.
We use the version of the definition of a slowly decreasing function that consists of conditions (SD1) and (SD2) (see § 2.2). We can assume without loss of generality that the positive constant a_0 involved in (SD1) and (SD2) satisfies a_0\geqslant a', where a' is the constant in (3.6).
It is clear that the set L(\varphi,a_0) defined by (2.4) is centred about the sequence of zeros of \varphi in the following sense: it contains all zeros of \varphi , and each connected component L_{\alpha} of it contains at least one zero of \varphi.
Set \Lambda_+=\Lambda\cap G_+ and \Lambda_{-}=\Lambda\setminus\Lambda_+, and let \mathcal L_+ denote the union of the set of those connected components L_{\alpha}\subset L(\varphi,a_0) for which
In view of the above and since the first relation in (2.5) holds for \Lambda, we can argue similarly to the construction of \eta in part 1) of this proof, except that we replace the connected components U_k of \mathcal U by connected components L_{\alpha} of \mathcal L_{+}. Then, as a result, we find a constant a_1>a_0 and an infinitely differentiable function \eta_{+} on the complex plane that vanishes outside \mathcal L_{+}, is equal to one on \mathcal L_{+}\cap L (\varphi, a_1) and satisfies
where b_1 is a positive constant independent of z.
Now, taking condition (SD2) into account, since \varphi'\in\mathcal P(I), we conclude that there exists a_2>a_0 such that for each component L_{\alpha}\subset \mathcal L_{-} the distance from L_{\alpha}\cap L(\varphi, a_2) to the boundary of L_{\alpha} is at least
where a_2 is a positive constant independent of z. Hence there exists an infinitely differentiable function \eta_{-} on the complex plane that vanishes outside \mathcal L_{-}, is equal to one on \mathcal L_{-}\cap L (\varphi, a_2) and such that
As in part 1) of this proof, we consider the function \psi=\varphi u+\Psi\eta and verify that \Psi (\Lambda) =\psi (\Lambda) and \psi\in\mathcal P(I).
II. Let \varepsilon_0=\operatorname{dist} (I,\partial\widetilde{I}). Fix some \varepsilon \in (0,\varepsilon_0] such that there exists a point a_{\varepsilon}\in \widetilde{I}\setminus I such that \operatorname{dist}(a_{\varepsilon}, I)<\varepsilon. For definiteness assume that a_{\varepsilon}\geqslant d. This corresponds to d\in (\widetilde{I}\setminus I)\cup (I\setminus\partial \widetilde{I}). By assumption, for \Psi (z)=\exp\{-\mathrm{i} a_{\varepsilon}z\} we can find \psi\in \mathcal P(I) such that \Phi:=\Psi-\psi vanishes on \Lambda.
where m_{\psi}>0 and either d_1<d or we can find a_{\varepsilon}> d, so that a_{\varepsilon }-d_1>0 in either case. Hence there exist a positive constant M_0, a positive r_0 which depends only on M_0, and a positive y_0 which depends only on M_0 and r_0 such that
Multiplying \Phi by an appropriate exponential \exp(-\mathrm{i}c_0z) we obtain a slowly decreasing function of exponential type at most (|I|+\varepsilon)/2. As \varepsilon can be auxiliary, we conclude that D_{\mathrm{sd}} (\Lambda)<+\infty and 2\pi D_{\mathrm{sd}} (\Lambda ) \leqslant |I|.
If c\in (\widetilde{I}\setminus I)\cup (I\setminus\partial \widetilde{I}), then similar arguments involving a_{\varepsilon}\leqslant c show that the second relation in (2.5) is satisfied.
Remark 1. We see from the proof of part II of Theorem 3 that if a sequence \Lambda satisfies (2.5) and D_{\mathrm{sd}}(\Lambda)<\infty, then for each \varepsilon there exists a slowly decreasing function of exponential type at most \pi (D_{\mathrm{sd}} (\Lambda)+\varepsilon) such that relations of the form (2.5) hold for its full set of zeros \Lambda'\supset\Lambda.
Remark 2. We can also see from the proof of Theorem 3 that the interpolation problem on \Lambda for the pair of spaces \mathcal P and \mathcal P(I)is solvable when the sequence \Lambda satisfies (2.5) and a certain weaker condition than 2\pi D_{\mathrm{sd}}(\Lambda)<|I|, namely, that the submodule \mathcal J(\Lambda,I) contains a slowly decreasing function.
The simplest situation when this remark applies occurs when \Lambda is the set of zeros of a slowly decreasing function of exponential type \sigma and I is an interval of length 2\pi\sigma. In fact, in this case we have 2\pi D_{\mathrm{BM}}(\Lambda)=2\pi D_{\mathrm{sd}}(\Lambda)=|I|.
In § 4.3 below we illustrate Remark 2 using a more interesting example, when 2\pi D_{\mathrm{BM}}(\Lambda)<|I|, 2\pi D_{\mathrm{sd}}(\Lambda)=|I| and \mathcal J(\Lambda,I) contains a slowly decreasing functions. On the other hand, in § 4.4 we present an example showing that the inequality 2\pi D_{\mathrm{sd}}(\Lambda)\leqslant |I| does not ensure the existence of a slowly decreasing function in the nontrivial submodule J(\Lambda,I).
Combining parts I and II of Theorem 3 we obtain the following.
Corollary 2. Given an interval I, assume that there exists an interval \widetilde{I}\supset I such that the interpolation problem on \Lambda is solvable for the pair of spaces \mathcal P(\widetilde{I}) and \mathcal P(I) and, in addition, if |I|<\infty, then both relations in (2.5) hold.
Then the interpolation problem on \Lambda is solvable for the pair of spaces \mathcal P and \mathcal P(I).
It follows from part II of Theorem 3 that the additional assumption concerning (2.5) in Corollary 2 holds a fortiori in the case when I has a compact closure in \widetilde{I}. On the other hand, if the embedding I\subset \widetilde{I} is not compact, then without assuming (2.5) we have the following weaker result.
Proposition 4. Assume that the embedding I\subset\widetilde{I} is not compact and |\widetilde{I}|<\infty.
If the interpolation problem on \Lambda is solvable for the pair of spaces \mathcal P(\widetilde{I}) and \mathcal P(I), then this problem is solvable for the pair of spaces \mathcal P (\widetilde I_{\infty}) and \mathcal P(I), where \widetilde I_{\infty} is the ray containing \widetilde{I} that has a common endpoint with I.
Proof. We can assume without loss of generality that I=[c,b) and \widetilde{I} = (a,b). Then \widetilde{I}_{\infty} =(-\infty,b).
Setting \sigma_0=c-a we show that for each \sigma\in (0,\sigma_0) the interpolation problem on \Lambda is solvable for the spaces \mathcal P (a',b) and \mathcal P (I), where a'=a-\sigma.
Let c'=c-\sigma, b'=b-\sigma and let \Phi\in \mathcal P (a',b) be an arbitrary function. Consider a representation
(We explain below that the representation (3.7) is possible.)
By assumption, for the functions \Phi_1e^{-\mathrm{i}\sigma z} and \Phi_2 in \mathcal P(a,b) there exist functions \widetilde\varphi_1 and \varphi_2 in \mathcal P(I) that coincide with them on \Lambda. Now, for \psi_1 =\widetilde\varphi_1e^{\mathrm{i}\sigma z}\in\mathcal P(a,b) there exists \varphi_1\in\mathcal P(I) such that
Set \varphi =\varphi_1+\varphi_2. We see that \varphi\in\mathcal P(I) и \varphi (\Lambda) =\Phi (\Lambda). Thus the interpolation problem on \Lambda is solvable for the pair of spaces \mathcal P(a',b) and \mathcal P(I).
We prove in a similar way that the interpolation problem on \Lambda is solvable for the pair of spaces \mathcal P(a'',b) and \mathcal P(I), where a'' =a'-\sigma' and \sigma' is an arbitrary positive number less than (c - a'). Continuing in this way, we see that the interpolation problem on \Lambda is solvable for the pair of spaces \mathcal P(\widetilde{a},b) and \mathcal P(I) for an arbitrary finite \widetilde{a}, and therefore for the spaces \mathcal P(-\infty,b) and \mathcal P(I).
To complete the proof it remains to verify that for \Phi\in \mathcal P (a',b) a representation (3.7) is possible. By the Paley-Wiener-Schwartz theorem \Phi = \mathcal F(S) for some S\in\mathcal E' (a',b). We denote the closure of the convex hull of the support of a distribution S by \operatorname{ch}\operatorname{supp} S. Then we have
then for no interval \widetilde{I}\supset I is the interpolation problem on \Lambda solvable for the pair of spaces \mathcal P(\widetilde{I}) and \mathcal P(I).
2) Let \Lambda and I=\langle c,d \rangle be as in Theorem 3. If \widetilde{I}\supset I is an interval such that
then the interpolation problem on \Lambda is not solvable for the pair of spaces \mathcal P(\widetilde{I}) and \mathcal P(I).
From parts I, 2) and II of Theorem 3 we deduce a criterion for the solvability of the interpolation problem on \Lambda for the pair of spaces \mathcal P and \mathcal P(I) in the case when I is an infinite interval.
Corollary 4. Let \Lambda\subset\mathbb C, D_{\mathrm{BM}} (\Lambda) <+\infty and I=( -\infty,d\rangle (or I = \langle c,+\infty)).
For the interpolation problem on \Lambda to be solvable for the pair of spaces \mathcal P and \mathcal P(I) it is necessary and sufficient that {\mathrm{sd}}(\Lambda)<+\infty and the first relation (second relation, respectively) in (2.5) holds.
Note first of all that, under the assumptions of part I, 1) of Theorem 1, as well as under the assumptions of Theorem 2 the D-invariant subspace W with discrete spectrum (-\mathrm{i}\Lambda) and residual interval I_W has the form (1.2). This follows from the obvious relation D_{\mathrm{BM}}(\Lambda) \leqslant D_{\mathrm{sd}} (\Lambda) and Theorem A stated in the introduction. Hence part I, 1) of Theorem 1 follows from Proposition 3 and part I, 1) of Theorem 3. On the other hand Theorem 2 follows from Proposition 3 and Corollary 4.
Now from Proposition 3 and part II of Theorem 3 for \widetilde{I}=(a,b) and I=I_W, we obtain assertion I, 2) of Theorem 1.
To verify the affirmative part of assertion II of Theorem 1 consider a distribution S\in\mathcal E' (a,b) whose Fourier-Laplace transform is an entire function \varphi=e^{\mathrm{i}\gamma z}s, where s (z)=\widetilde{s}(t_0z) for some t_0>0, and \widetilde{s} is a sine-type function. Consider the D-invariant subspace
By Proposition 3 the representability of W_S in the form (1.5) is equivalent to the solvability of the interpolation problem on \Lambda for the pair of spaces \mathcal P(a,b) and \mathcal P([c,d]).
Note that \mathcal J(\Lambda, [c,d]) is the principal submodule of the module \mathcal P([c,d]) which is generated by the slowly decreasing function \varphi. The sequence \Lambda =\{\lambda_j\} coincides, up to a positive multiplicative constant, with the sequence of zeros of a sine-type function. Hence \operatorname{Im} \lambda_j =O(1) as j\to\infty. By Remark 2 the interpolation problem on \Lambda is solvable for the pair of spaces \mathcal P(a,b) and \mathcal P([c,d]).
Now we present an example of a D-invariant subspace with discrete spectrum (-\mathrm{i}\Lambda ) and residual interval I_W of length 2\pi D_{\mathrm{sd}}(\Lambda) that does not admit a representation (1.5).
Let T\in \mathcal E' (-\pi,\pi) be the distribution with Fourier-Laplace transform
The subspace W_T\subset \mathcal E (-\pi,\pi) defined by formula (3.8) for T in place of S has the discrete spectrum (-\mathrm{i}\Lambda), where \Lambda is the set of zeros of \varphi. It is clear that \Lambda \subset\mathbb Z and D_{\mathrm{sd}}(\Lambda)=D_{BM}(\Lambda)=1. On the other hand it is known that W_T does not admit weak spectral synthesis (1.2) (see [1], Theorem 1.2). A fortiori, W_T has no representation (1.5).
§ 4. Further properties of D -invariant subspaces representable as a direct sum and of the characteristic D_{\mathrm{sd}}(\Lambda)
4.1. An example of a D-invariant subspace of the form (1.5) with finite noncompact residual interval whose spectrum fails one of relations in (2.5)
\begin{equation*}
\mathcal M =\bigl(\mathbb Z\setminus \{2^k\}_{k=1}^{\infty}\bigr)\cup \{2^k\mathrm{i}\}_{k=1}^{\infty}
\end{equation*}
\notag
fails the first relation (2.5) but satisfies the second. The counting function \nu of the sequence \mathcal M exhibits the asymptotic behaviour
\begin{equation*}
\nu (t) =(\log_2 t +O(1)), \qquad t\to\infty.
\end{equation*}
\notag
Using well-known techniques from the theory of entire functions (for instance, see [15], III.3.5) it is easy to verify that for any sufficiently small positive \delta the inequalities
for all z such that |z-\mu_j|\geqslant \delta, \mu_j\in\mathcal M, where \delta>0 is sufficiently small. Hence D_{\mathrm{sd}} (\Lambda)=1.
Set I=[-\pi,\pi+\varepsilon ), \varepsilon >0. Since the sequence \mathcal M fails the first relation in (2.5), the interpolation problem on \mathcal M is not solvable for the pair of spaces \mathcal P(\widetilde{I}) and \mathcal P(I), where \widetilde{I} is any interval containing \overline{I}=[-\pi, \pi+\varepsilon ]. Nevertheless, the interpolation problem on \mathcal M is solvable for the pair of spaces \mathcal P(-\infty, \pi+\varepsilon ) and \mathcal P(I). Let us prove this.
We use the scheme of the proof of part I, 2) of Theorem 3. By (4.3) and the upper estimate for \ln |\varphi' (z)| following from Bernstein’s theorem we can construct an infinitely differentiable function \eta on \mathbb C with the following properties:
Set \psi=\varphi u+\Psi\eta. It is easy to see that \Psi (\Lambda) =\psi (\Lambda) and \psi\in\mathcal P(I). As \Psi\in\mathcal P(-\infty, \pi+\varepsilon) can be arbitrary, we conclude that the interpolation problem on \mathcal M is solvable for the pair of spaces \mathcal P(-\infty, \pi+\varepsilon) and \mathcal P(I).
4.2. Expanding in a series of exponential polynomials with brackets
From [10], [11], Remark 2, Corollary 2 and also Proposition 3 we can deduce some additional properties of elements of a D-invariant subspace representable as a direct sum (1.5).
Theorem 4. Assume that a D-invariant subspace W\subset\mathcal E(a,b) has the form (1.5) and at least one of the conditions |I_W|=+\infty and (2.5) is satisfied.
Then the sequence \Lambda can be decomposed into disjoint finite subsets \Lambda_k, k=1,2,\dots, so that each function f\in W can uniquely be represented as a sum {f=f_1+f_2}, where
Using part I, 2) of Theorem 1, Theorem 2, part I, 2) of Theorem 3 and Proposition 3 we conclude that, first, the function f_2 in (4.5) can uniquely be extended to a function F_2\in E(\Lambda,\mathbb R), and second, there exists a slowly decreasing function \psi\in\mathcal P(a,b) that vanishes on \Lambda. Here we bear in mind that either |I_W|=+\infty or (2.5) holds.
Since \mathcal P(a,b) contains a slowly decreasing function vanishing on \Lambda, it follows from Theorem 3.1 in [10] (see also [11], Theorem 9) that F_2 can be represented as a series (4.4) convergent in \mathcal E(\mathbb R). The proof is complete.
Remark 3. Under the assumptions of Theorem 4, if I_W and (a,b) have a common endpoint (for instance, I_W =[c,b)), then the subspace W consists of the restrictions to (a,b) of functions from the D-invariant subspace \widetilde{W}\subset \mathcal E (a,+\infty); moreover,
Remark 4. If a D-invariant subspace W\subset\mathcal E(a,b) has the form (1.5), the embedding I_W\subset (a,b) is not compact, and |I_W|<+\infty, then the example in § 4.1 shows that one of the relations in (2.5) can fail in general. For example, let I_W=[c,b). Then by Propositions 3 and 4 we can only ensure that f_2 in (4.5) extends to a mean-periodic function on (-\infty,b), that is, an element of E(\Lambda, (-\infty, b)). Hence Theorem 3.1 in [10] on the representation of mean-periodic functions on the whole line by a series of exponential polynomials cannot be applied in general. However, analysing the proof of that theorem we can see that, in the context of this remark, a mean-periodic extension of f_2 to the ray (-\infty,b) expands in a series of exponential polynomials convergent with brackets in \mathcal E (-\infty, b-d), provided that d>0 is large enough. On the other hand, the analysis of that proof shows that in some cases d can be taken equal to 0. In particular, this holds for functions in the D-invariant subspace considered in § 4.1.
The above observations suggests the following questions concerning the expansion of elements of D-invariant subspaces in series of exponential polynomials: what conditions ensure that each function in E(\Lambda, (a,b)) or E(\Lambda, I_W) can be represented by such a series which converges in the topology of \mathcal E(a,b) or \mathcal E(I_W), respectively, after grouping its terms in some way? These questions are equivalent to more general interpolation problems on \Lambda for the spaces \mathcal P(a,b) and \mathcal P (I_W) than the problems treated here. We investigate these problems elsewhere.
4.3. Possible relations between the densities D_{\mathrm{BM}}(\Lambda) and D_{\mathrm{sd}}(\Lambda)
In [5] we presented an example of a sequence \Lambda such that
This sequence provides a nontrivial illustration to Remark 2.
Fix M_0\in\mathbb N, M_0>\delta^{-1}, and set \Lambda =\Lambda'\cup \Lambda'', where \Lambda'=\{\pm kM_0\}_{k=1}^{\infty} and \Lambda''=\bigcup_{j=0}^{\infty}\Lambda''_j, where
Relying, for instance, on [9], § IX.D, it is easy to see that D_{\mathrm{BM}}(\Lambda)={1}/{M_0}. It is also clear that D_{\mathrm{sd}} (\Lambda)\leqslant 1 because \Lambda is a subset of zeros of the slowly decreasing function {\sin\pi z}/(\pi z) in the space \mathcal P([-\pi,\pi]). We show that \Lambda is not a subset of zeros of any slowly decreasing function of exponential type \sigma<\pi.
Suppose the converse is true: let \varphi be a slowly decreasing function of exponential type \sigma<\pi such that \varphi (\Lambda) =0. By Remark 1 in § 3.2 above and Lemma 1 in [19] we can assume that the set of zeros Z_{\varphi} of \varphi lies on the real axis. We introduce some notation: M=Z_{\varphi}\setminus \Lambda, n_{Z_{\varphi}} (t) is the number of points in Z_{\varphi } lying in the interval (0,t] if t>0, and (-n_{Z_{\varphi}} (t)) is the number of points in Z_{\varphi } lying in [t,0) if t<0. The notation n_{\Lambda} (t) and n_{\mathcal M} (t) has similar meaning.
because it is obvious that n_{Z_{\varphi}} (t_j)=n_{\Lambda} (t_j)+n_{\mathcal M} (t_j) and n_{\mathcal M} (t_j)\geqslant n_{\mathcal M} (\widetilde t_j).
Taking the definitions of \widetilde t_j and t_j into account we obtain
4.4. The (un)attainability of the infimum in the definition of D_{\mathrm{sd}}(\Lambda)
In the previous subsection and Remark 2 we understood that there is a ‘nontrivial gap’ between the sufficient and necessary conditions 2\pi D_{\mathrm{sd}} (\Lambda) <|I| and 2\pi D_{\mathrm{sd}} (\Lambda) \leqslant |I| for the solvability of the interpolation problem. This gap includes the following intermediate situation: there exists a slowly decreasing function \varphi with exponential type at most |I|/2 such that \varphi(\Lambda )=0. This condition is sufficient for the solvability of the corresponding interpolation problem. It is obvious that this condition also implies the inequality 2\pi D_{\mathrm{sd}} (\Lambda) \leqslant |I|.
In connection with the above the following question looks natural: does the inequality 2\pi D_{\mathrm{sd}} (\Lambda) \leqslant |I| mean that there exists a slowly decreasing function with exponential type at most |I|/2 that vanishes on \Lambda? Now we show that the answer is negative.
where s (z)=\prod_{k=1}^{\infty}( 1-{z}/{2^{k}}). It is clear that \Phi\in\mathcal P, the exponential type of \Phi is equal to \pi, and the set of zeros \Lambda of this function satisfies D_{\mathrm{BM}} (\Lambda ) =1.
We aim to show that D_{\mathrm{sd}} (\Lambda) =1, but nonetheless \Lambda is not a subset of zeros of a slowly decreasing function of exponential type \pi.
Recall some well-known facts on the asymptotic behaviour of the functions \sin\pi z and {\sin\pi\sqrt{z}}/{\sqrt{z}}. For any sufficiently small fixed \delta>0 we have
Taking estimate (4.1) for \ln |s| and relations (4.10)–(4.12) into account we can easily deduce that |\Phi | is bounded above and below by positive constants on [0,\infty), but it decreases more rapidly than any function |x|^{-n}, n=1,2,\dots, as x\to -\infty. Hence \Phi is not a slowly decreasing function. Assume that for some \Psi\in\mathcal P the ratio \Psi/\Phi is an entire function of order one and minimal type. Then by (4.1) and (4.10)–(4.12) the order of \Psi/\Phi in the whole plane is 0. Taking into account that this function has polynomial growth on the positive half-axis we conclude that \Psi/\Phi is a polynomial. Hence \Lambda cannot be a subset of zeros of a slowly decreasing function of exponential type \pi.
On the other hand, for any \varepsilon\in (0,1) set
Using (4.1) and (4.9)–(4.12) we can easily verify that \Phi\omega_{\varepsilon} is a slowly decreasing function of exponential type \pi (1+\varepsilon). As \varepsilon>0 can be arbitrary, we conclude that D_{\mathrm{sd}}(\Lambda)=1.
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Citation:
N. F. Abuzyarova, “Representation of invariant subspaces of the Schwartz space”, Sb. Math., 213:8 (2022), 1020–1040
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This publication is cited in the following 3 articles:
N. F. Abuzyarova, Z. Yu. Fazullin, “Invariant subspaces in non-quasianalytic spaces of \Omega-ultradifferentiable functions on an interval”, Eurasian Math. J., 15:3 (2024), 9–24
N. F. Abuzyarova, “Invariantnye podprostranstva v nekvazianaliticheskikh prostranstvakh \Omega-ultradifferentsiruemykh funktsii na intervale”, Izv. vuzov. Matem., 2023, no. 11, 86–91
N. F. Abuzyarova, “Invariant Subspaces in Nonquasianalytic Spaces of Ω-Ultradifferentiable Functions on an Interval”, Russ Math., 67:11 (2023), 75